Existing Problems
The first was how we securely find a way to share all of the compliance documents they had created? So Clarity helped design a website that broke all of their technology into modules for each compliance area: and SEC Investment Advisor’s module and businesses who manage assets, a FINRA module for broker dealers, an NFA module for businesses that come under the National Futures Association Regulations and an MSRB module for brokers transacting in municipal securities. That was the easy part. The hard part was to now build an application that could manage the documents, audit logs, users, alerts, scheduled document updates and much more.
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Our Solutions
Clarity built an incredibly robust application that would allow a user to download and digitally sign compliance documents and the back-end application would automatically synch and keep copies of everything. Built in alerts tells the user when to update each document, roles allow the clients to delegate sub-tasks within the application, and the back end automatically receives updates from corporate as new regulations and documents are produced. Next Clarity had to build the marketing website, marketing videos and product demo videos to help the sales team showcase their unique and patent pending application.
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